sec conflict minerals flow chart

Final Rule: Conflict Minerals - SEC.gov

Aug 22, 2012 ... E. Flowchart Summary of the Final Rule. II. DISCUSSION OF THE FINAL RULE. A. “Conflict Minerals” Definition. 1. Proposed Rules. 2. Comments on the Proposed Rules. 3. Final Rule. B. Step One – Issuers Covered by the Conflict Mineral Provision. 1 17 CFR 240.13p-1. 2 17 CFR 249.448. 3 15 U.S.C. 78a...

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interactive flowchart | Conflict Minerals Law

In the last two weeks, there have been more than a few articles and law firm memos written on the SEC's FAQs relating to the Conflict Minerals Rule. Many of the articles and memos recite the FAQs. Others provide a brief discussion of them. Most are calling the FAQs the only guidance from the SEC since the Release last...

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SEC Flowchart on Conflict Minerals Rule - WilmerHale

Page 1. Attorney Advertising. SEC Flowchart on Conflict Minerals Rule.

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Squire Sanders SEC Conflict Minerals Flowchart - Squire Patton ...

Aug 22, 2012 ... Were the conflict minerals outside the supply chain prior to January 31, 2013? Are conflict minerals necessary to the functionality or production of the product manufactured or contracted to be manufactured? Does the issuer manufacture or contract to manufacture products? SEC Conflict Minerals Flowchart.

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GAO-17-517R, SEC Conflict Minerals Rule: 2017 Review of ...

Apr 26, 2017 ... SEC Conflict Minerals Rule: 2017 Review of Company Disclosures in Response to the ... countries”).3 SEC adopted a conflict minerals disclosure rule in August 2012 and published the ..... While our discussion of the SEC rule is guided by the flowchart, for the purposes of this report, we do not elaborate.

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flowchart summary of the sec's final rule on the use of conflict minerals

File a Form SD with a Conflict. Minerals Report as an exhibit, which includes a description of the measures the issuer has taken to exercise due diligence. In exercising the due diligence, was the issuer able to determine whether the conflict minerals financed or benefitted armed groups? Does the issuer manufacture or...

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Conflict minerals - EY

The SEC has also provided a flowchart summary of the final rule (see page 8) to guide issuers through these steps. Step 1: An issuer needs to determine whether its manufactured products contain conflict minerals that subject it to the requirements of Dodd–Frank. Section 1502. Step 2: An issuer needs to determine whether...

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Conflict Minerals Due Diligence Process - Claigan

Conflict Minerals Compliance Flowchart. Create affected suppliers list. Perform RCOI with. Suppliers. Create Amalgamated. Smelter List. Perform RCOI with. Smelters. Create internal report. Review with internal stakeholders. SEC Disclosure. SEC Conflict Minerals. Report. Due Diligence. 3TG. RCOI. Due Diligence.

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Turning Conflict Minerals Law Compliance into a Competitive ...

The SEC lays out a process in their rule, including a detailed flow chart. A simplified version of this can be encapsulated in five steps, as illustrated in Figure 3 – Conflict Minerals Process: 1) Determine Applicability: Companies first determine whether any of the products they make contain any 3TG minerals (regardless of the...

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Gibson Dunn | Conflict Minerals: Understanding the SEC's Final Rules

Sep 14, 2012 ... Appendix I to this alert contains a flow chart summary of the final rules taken from the SEC adopting release. Appendix II details the development of conflict minerals supply chain initiatives, which are intended to enable the disclosure scheme envisioned by the rules. Please join Gibson Dunn for our...

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Flowchart of SEC's final rule on the use of conflict minerals - Pinterest

Conflict Minerals Project: Create a poster informing your audience about the conflict mineral issue and what can be done about this problem. Your poster must include: A title, information about the issue (facts, statistics, graphs, charts, maps, etc.), two solutions, a minimum of two images (found on the internet) You may use...

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Conflict Minerals Diligence | Practical Law - Westlaw

Updated to reflect the US District Court for the District of Columbia's April 3, 2017 final judgment in the conflict minerals litigation and an updated SEC staff statement issued on April 7, 2017 in response to the final judgment. Changes Made to This Resource. This resource is continually monitored and revised for any...

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SEC mandates businesses disclose use of conflict minerals ...

The intent of the ruling is to reduce the violence by limiting the flow of money from the mineral trade. Congress chose the SEC as the vessel to accomplish this goal under the assumption that, if given the choice, consumers would rather buy goods not containing conflict minerals than goods containing them.

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Five Practical Steps to Support SEC Conflict Minerals Disclosure

Table of Contents. Executive Summary. 4. The Conflict-Free Sourcing Initiative. 5. Purpose, Intended Audience and Disclaimers. 5. Introduction. 6. Step 1: Build a Company Conflict Minerals Program Framework. 7. A. OECD Guidance Step 1: Management systems. 8. B. SEC Requirements compared with Step 1. 11.

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Conflict minerals: Public and private companies should examine ...

Jun 6, 2013 ... The first conflict minerals reporting period for all public companies will be from Jan. 1, 2013 to Dec. 31, 2013, and the first specialized disclosure report on Form SD must be filed with the SEC on or before May 31, 2014. The SEC has prepared a helpful flowchart to guide companies to comply with the conflict...

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Conflict Minerals Legislation: The SEC's New Role as Diplomatic ...

Buried in the voluminous Dodd-Frank Wall Street Reform and Consumer. Protection Act is an oft-overlooked provision requiring corporate disclosure of the use of “conflict minerals” in products manufactured by issuing corporations. This Article scrutinizes the legislative history and lobbying efforts behind the conflict minerals...

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Conflict Minerals Compliance Program - Steel, Aluminum, Copper ...

Our Conflict Minerals Compliance Kits are low-cost, easy-to-implement compliance programs for OEMs, suppliers to OEMs and supply chain professionals who ... The full version offered has been updated to incorporate the SEC's May 30, 2013 FAQs and a detailed table of contents of the Federal Register publication of the...

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AICPA Conflict Minerals Resources

The first Form SD Conflict Minerals filing was submitted to the SEC on April 24. The Filer, Siliconware Precision Industries (SPIL), one of the world's leading independent providers of semiconductor packaging and testing services, reported, in as few words as possible, a portion of its products “DRC conflict undeterminable”...

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Conflict Minerals FAQs - Deloitte

Conflict Minerals Frequently Asked Questions addresses many questions that have arisen related to conflict minerals, the SEC's Final ... Table of Contents. (1) Background of the Final Rule. Q&A #. Category. Question. Q&A: 1-1. Background of the Final Rule. Why was the Final Rule on conflict ...... organization will sign the.

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Discussed Changes to Dodd-Frank Will Not Affect 2017 Conflict ...

The acting chairman of the U.S. Securities and Exchange Commission (SEC) announced this week that the agency would reconsider how to enforce the conflict minerals rule contained within the Dodd-Frank Act, Dodd-Frank Section 1502. Under the directive, SEC staff will now review possible changes to the requirements...

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Full disclosure: How SEC's conflict mineral rule could affect you ...

Aug 30, 2012 ... Editor's note: The Responsible Sourcing Network (RSN), a project of nongovernmental organization As You Sow, has been working for years to develop global value chains at the raw commodity level that are accountable to the people and natural habitats they touch. RSN has coordinated a...

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Business Groups Assert Conflict with SEC's Conflict Minerals Rule ...

Jun 3, 2013 ... Therein, the SEC outlined a complex process aimed at “compelling social benefits” to “decrease the conflict and violence in the DRC” and “to reduce the amount of money provided to armed groups.” In fact, the Conflict Minerals Rule includes a “Flowchart Summary of the Final Rule,” which depicts the...

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Conflict Minerals | SPX Corporation in Charlotte, NC

To aid in complying with the SEC disclosure requirements, SPX Corporation is working with our suppliers to perform due diligence in determining the potential for Conflict Minerals in our supply chain and products. We are designing our due diligence processes in accordance with the Organization for Economic Cooperation...

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The Conflict-Minerals Disclosure Provision of the Dodd ... - USITC

ready sources of funding. To suppress funds flowing to such groups, the July-2010 Dodd–Frank Wall ... Conflict Materials in or Near the Democratic Republic of the Congo” (15 U.S.C. sec. 78m(p)). The Act ... Table 1: Information about the Dodd-Frank Act-designated conflict minerals and their derivatives, 2013. Designated.

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Conflict Minerals|NXP - NXP Semiconductors

The Conflict Minerals regulation in the United States (Section 1502 of the Dodd-Frank Wall Street Reform and the Consumer Protection Act) applies to companies who must report to the Security and Exchange Commission (SEC). These companies are required to review their products and determine whether tin, tungsten,...

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Heads Up — SEC issues final rule on conflict minerals - IAS Plus

Sep 11, 2012 ... ... SEC's recently issued final rule 'Conflict Minerals', which implements Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. In addition, it includes appendixes containing the following: (1) a summary of the differences between the proposed rule and final rule, (2) a flowchart for...

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Conflict Minerals - Erai

Read the SEC Fact Sheet: http://www.sec.gov/News/Article/Detail/Article/1365171562058 PwC's Conflict minerals: Frequently asked questions: http://www.pwc.com/us/en/audit-assurance-services/conflict-minerals-faqs.jhtml. Learn more about conflict minerals in the DRC: http://www.raisehopeforcongo.org/content/conflict-...

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Conflict Minerals - WSP

FLOW CHART FROM THE SEC'S FINAL RULE. 11. Step 1: Applicability. Step 2: RCOI. Step 3: Due Diligence. Reporting: Form SD/. CMR/IPSA http://www.sec.gov/News/PressRelease/Detail/PressRelease/1365171484002...

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Conflict Minerals and SEC Disclosure Regulation – Harvard ...

Jan 10, 2012 ... As such, the conflict minerals provision as proposed exceeds the mandate of the SEC and the intent behind disclosure requirements of the securities ..... the South African government was the final push that brought the National Party to near bankruptcy and brought them to the negotiating table with the...

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Conflict Minerals - Hunton & Williams LLP

officer. The SEC created a helpful flowchart summary of the rule, which may be found at Appendix 1. Step One. A reporting company that manufactures or contracts to manufacture products must determine whether conflict minerals are “necessary to the functionality or production” of any product manufactured or contracted to...

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1001 Issuers' Compliance with the Dodd-Frank Conflict Minerals Rule

companies covered by the rule were exempt from filing conflict mineral reports with the SEC, because they carried ... Commission (SEC) to promulgate a Conflict Minerals Rule to address this issue. .... 8 See, e.g., Fact Sheet: Disclosing the Use of Conflict Minerals, SECURITIES AND EXCHANGE COMMISSION, (July 29,.

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Conflict Minerals - Latham & Watkins LLP

Sep 20, 2012 ... on the circumstances, can entail short-form reporting or long-form audited disclosure. Rule 13p-1 applies to all SEC-reporting companies, including foreign private issuers.2. What are conflict minerals and where are they found? Form SD defines conflict minerals as gold, tantalum, tin and tungsten, unless.

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SEC's Final Rule on Conflict Minerals Casts a Wide Net - SlideShare

Oct 24, 2012 ... October 2012MHMMessenger TMM AY E R H O F F M A N M C C A N N P.... MHMMessenger(Continued from Page 1) must be reported to the SEC, and ( MHMMessenger(Continued from Page 2) 1. stablish strong company management E .. MHM Messenger 21-12 Appendix: Conflict Minerals Flow Chart...

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Conflict Minerals - US Department of State

The Office of Threat Finance Countermeasures, in conjunction with other State Department bureaus and U.S. agencies, actively works to sever the links between mineral resources and conflict through government-to-government diplomatic efforts. The office also builds international support for due diligence guidelines...

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Conflict Minerals Policy Statement - Curtiss-Wright

Mar 9, 2018 ... On August 22, 2012 the Securities and Exchange Commission ("SEC") published final regulations implementing the "conflict minerals" reporting obligations under section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Dodd-Frank Act requires that all publicly traded...

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Conflict Minerals - NEMA

Section 1502 of the Dodd-Frank Wall Street Reform Act of 2010 directs the U.S. Securities and Exchange Commission to develop, publish and enforce rules requiring companies that issue shares in the U.S. to report annually on their efforts to ensure that, if their products contain any tin, tungsten, tantalum, gold or any...

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Form SD - Merck.com

May 25, 2017 ... findings to date, are more fully described in Merck's Conflict Minerals Report filed as Exhibit 1.01 to this ... In August 2012, the U.S. Securities and Exchange Commission (“SEC”) issued rules implementing the ..... The active status reflected in the table is based solely on information published by CFSI.

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Conflict Minerals Update: Perspectives on the SEC'S Latest Move ...

Apr 14, 2017 ... “We shouldn't be surprised to see a rollback of a portion of the conflict minerals rule under this administration,” said Azul Partners Inc. CEO Lisa Reisman, who has written extensively on conflict minerals for MetalMiner. “Some have argued that the rules have been effective in slowing dollar flows to armed...

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US Reporting Companies, Their Foreign Suppliers, and the Conflict ...

Sep 29, 2015 ... 22 Conflict Minerals Release, supra note 2, at 56,275. The SEC provided a flowchart to guide com- panies, using a series of questions and answers and highlighting where a Conflict Minerals Report must be included with a Form SD. Id. at 56,283. 23 See Conflict Minerals Release, supra note 2, at 56,285.

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CoNFlict MiNERAls AND thE IMPoRtANcE oF ... - UL Library

transparency is the case of so-called conflict minerals originating from the Eastern. Provinces of the Democratic Republic ... (SEC) applying to manufacturers and other companies that potentially use conflict minerals in their products, and details a ... the flow of conflict minerals originating from the DRC and the Great Lakes...

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